麻花传媒

Stephany  D.  McLaughlin

Stephany D. McLaughlin

LLC Member
P: 312-332-0000     F: 312-332-0003

After earning a degree in Finance from Loyola University Chicago, Ms. McLaughlin worked in various capacities within the financial services industry at firms including RBC Wealth Management (d/b/a RBC Dain Rauscher), and Driehaus Capital Management, while attending Chicago-Kent College of Law. While at Chicago-Kent, Ms. McLaughlin concentrated in financial services law, was a CALI award winner and a Moot Court Competition Finalist.

Upon earning her law degree, Ms. McLaughlin joined the law firm of Shaheen, Novoselsky, Staat, Filipowski and Eccleston, P.C. in Chicago, IL where she successfully represented individual and institutional investors in arbitration proceedings, securing significant recuperation of their investment losses, as well as financial advisors in arbitration, regulatory and employment matters. Ms. McLaughlin went on to join the law offices of Kane & Fischer, Ltd. where she successfully represented top-tier financial services firms in employment, regulatory and related civil matters.

Coming full circle, Ms. McLaughlin has rejoined Mr. Eccleston at 麻花传媒 Offices, LLC, bringing with her a breadth of industry knowledge as well as unique insight into the practices of the financial services firms. Like the other attorneys at 麻花传媒 Offices, LLC, Ms. McLaughlin is passionate about her work and vigorously represents each client.

Ms. McLaughlin is a member of the Chicago Bar Association and the Public Investors Advocate Bar Association. When not practicing law, Ms. McLaughlin enjoys volunteering for the non-profit organization FORCE (a national, non-profit organization dedicated to supporting and educating those affected by hereditary breast and ovarian cancer).

 
 

TESTIMONIALS

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I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.

LATEST NEWS AND ARTICLES

July 1, 2025
State Regulators Fine Five Major Broker-Dealers Nearly $10 Million for Excessive Commission Charges

A coalition of state securities regulators has ordered five broker-dealers — including Edward Jones, LPL Financial, RBC, Stifel, and TD Ameritrade — to pay almost $9.9 million in penalties for overcharging customers on small-value trades.

June 30, 2025
SEC Charges New Mexico Investment Advisor with Fee Fraud and Fiduciary Breaches

The Securities and Exchange Commission (“SEC”) has charged David A. Nagler and his firm, New Line Capital LLC, with defrauding clients through deceptive fee disclosures and undisclosed conflicts of interest.

 

June 27, 2025
FINRA Sanctions Advisor for Accepting $1 Million Inheritance from Client Without Firm Approval

FINRA has fined and suspended veteran advisor Kenneth J. Malm for accepting a $1 million inheritance from a client without receiving the necessary firm approval.