麻花传媒

Attorneys at 麻花传媒

Meet our experienced team of attorneys at 麻花传媒. We are ready to represent financial advisors and investors nationwide.

James J. Eccleston
LLC Managing Member
Stephany D. McLaughlin
LLC Member
Michael J. Giarrusso
Attorney
Chad Ostrosky
Attorney
Mark Roth
Of Counsel
Tony Bingham
Of Counsel
Richard Ehrlich
Of Counsel

Support Staff

Georgia Becker
Office Manager & Paralegal
Maddy Hyland-Sheets
Marketing & Billing

TESTIMONIALS

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Thank you for your professional assistance with this matter. You are very good at what you do.

John T.

LATEST NEWS AND ARTICLES

July 1, 2025
State Regulators Fine Five Major Broker-Dealers Nearly $10 Million for Excessive Commission Charges

A coalition of state securities regulators has ordered five broker-dealers — including Edward Jones, LPL Financial, RBC, Stifel, and TD Ameritrade — to pay almost $9.9 million in penalties for overcharging customers on small-value trades.

June 30, 2025
SEC Charges New Mexico Investment Advisor with Fee Fraud and Fiduciary Breaches

The Securities and Exchange Commission (“SEC”) has charged David A. Nagler and his firm, New Line Capital LLC, with defrauding clients through deceptive fee disclosures and undisclosed conflicts of interest.

 

June 27, 2025
FINRA Sanctions Advisor for Accepting $1 Million Inheritance from Client Without Firm Approval

FINRA has fined and suspended veteran advisor Kenneth J. Malm for accepting a $1 million inheritance from a client without receiving the necessary firm approval.