麻花传媒

Securities Attorneys for Breach of Fiduciary Duty

In the financial industry, investment advisors who provide securities investment advice are required to place the clients' interests before their own. The securities attorneys at 麻花传媒 represent investors for a variety of matters involving the breach of fiduciary duty in New York, Chicago, Arizona, and other states nationwide.

Claims almost always require mandatory securities arbitration before the Financial Industry Regulatory Authority (FINRA). It's important to work with securities attorneys who have experience in providing representation for breach of fiduciary duty matters in the financial industry.

At 麻花传媒, our securities attorneys also practice a variety of other areas of securities for investors including retirement planning negligence, unauthorized trading, securities fraud, and much more. If you're an investor in need of a securities attorney for broker negligence, contact 麻花传媒 to schedule a personal telephone conference today.

 

TESTIMONIALS

Previous
Next

That is just fantastic! Thank you very much!

Julie N.

LATEST NEWS AND ARTICLES

September 15, 2025
California Young-Gun Investor Charged in Alleged $6 Million Ponzi Scheme

Federal prosecutors have accused Mihir Deepak Sukthankar, a California resident once celebrated as a teenage trading “prodigy,” of orchestrating a multi-million-dollar Ponzi scheme.

September 12, 2025
LPL Broker Fined and Suspended for Recommending Risky Investments to Elderly Client

An LPL Financial broker in Elizabethtown, Kentucky, has agreed to sanctions after FINRA found he violated Regulation Best Interest (Reg BI) when recommending unsuitable investments to an elderly customer.

 

September 11, 2025
Montana Federal Judge Allows Family's Premium Financing Claims to Proceed

A federal judge in Montana has allowed a family to move forward with negligence, fraud, and unjust enrichment claims tied to a premium-financed life insurance arrangement valued at $67.5 million.