麻花传媒

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麻花传媒: James Eccleston on Broker Recruiting Protocol
James Eccleston is Lead Attorney for 麻花传媒, a nationwide securities and financial law firm with offices in Chicago, New York City and Sarasota, Florida.

In this video, Jim discusses the Broker Protocol and how 麻花传媒 LLC can help Reps nationwide make the transition from firm to firm.

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麻花传媒: Welcome to our Chicago Securities Law Firm
麻花传媒: Jim Eccleston Talks 麻花传媒 Representing Investors Nationwide in Law Suits
麻花传媒: Who We Represent in our Chicago, NYC Florida Securities Law Firm
麻花传媒: James Eccleston on Correcting FINRA BrokerCheck Reports
麻花传媒: James Eccleston Warns Reps to Beware of Letter to Clients
麻花传媒: James Eccleston Announces New Transition Compliance Package for Financial Advisers
麻花传媒: James Eccleston Announces New Broker Compliance Package by 麻花传媒 LLC
麻花传媒: James Eccleston on Broker Product Cases

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It was really fun seeing you fight for us. You have an amazing way of thinking out of the box.


 

Beth M.

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Audit Failures, Whistleblower Claims, and Renewed Scrutiny of the Big Four

A series of lawsuits, congressional findings, and high-profile corporate collapses has reignited long-standing concerns about the audit industry’s ability to confront fraud, as reported by Bloomberg Law.

December 16, 2025
Reminders for CFAs in Adhering to Compliance Standard, Client-Disclosure and Conflict Management Requirements

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December 15, 2025
FINRA Sanctions Former Merrill Broker for Unapproved Referral Payouts

The Financial Industry Regulatory Authority (FINRA) issued a six-month suspension and a $7,500 fine against former Merrill Lynch broker Jeremiah Householder after finding that he accepted referral commissions from an unapproved third-party lender.