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麻花传媒: James Eccleston on Broker Product Cases
James Eccleston, 麻花传媒 discusses product-related sales violation cases, such as UBS/Puerto Rican Bonds. James Eccleston is Lead Attorney for 麻花传媒 - a nationwide securities and financial law firm with offices in Chicago, New York City, and Sarasota.

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麻花传媒: Welcome to our Chicago Securities Law Firm
麻花传媒: Jim Eccleston Talks 麻花传媒 Representing Investors Nationwide in Law Suits
麻花传媒: Who We Represent in our Chicago, NYC Florida Securities Law Firm
麻花传媒: James Eccleston on Correcting FINRA BrokerCheck Reports
麻花传媒: James Eccleston Warns Reps to Beware of Letter to Clients
麻花传媒: James Eccleston Announces New Transition Compliance Package for Financial Advisers
麻花传媒: James Eccleston Announces New Broker Compliance Package by 麻花传媒 LLC
麻花传媒: James Eccleston on Broker Recruiting Protocol

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LATEST NEWS AND ARTICLES

September 16, 2025
Former Morgan Stanley Advisors Win Partial Court Victory in Client Solicitation Dispute

Two former Morgan Stanley advisors in Hackensack, New Jersey have defeated Morgan Stanley’s initial effort to block them from soliciting clients, according to an August 15 order from New Jersey Superior Court.

September 15, 2025
California Young-Gun Investor Charged in Alleged $6 Million Ponzi Scheme

Federal prosecutors have accused Mihir Deepak Sukthankar, a California resident once celebrated as a teenage trading “prodigy,” of orchestrating a multi-million-dollar Ponzi scheme.

September 12, 2025
LPL Broker Fined and Suspended for Recommending Risky Investments to Elderly Client

An LPL Financial broker in Elizabethtown, Kentucky, has agreed to sanctions after FINRA found he violated Regulation Best Interest (Reg BI) when recommending unsuitable investments to an elderly customer.